| ASA
Ethics Page: Ethical Guidelines for Statistical Practice |
The following is the official ASA Ethical Guidelines for Statistical
Practice, published by the American Statistical Association, 1989. You
are invited to read it and join the discussion on it. Please click HERE
to do so.
| Ethical Guidelines
for Statistical Practice |
Statisticians have a public duty to maintain integrity in their
professional work, particularly in the application of statistical skills
to problems where private interests may inappropriately affect the
development or application of statistical knowledge. For these reasons,
statisticians should
* present their findings and interpretations honestly and objectively
* avoid untrue, deceptive, or undocumented statements
* disclose any financial or other interests that may affect, or appear to
affect, their professional statements
Recognizing that collecting data for a statistical inquiry may impose a
burden on respondents, that it may be viewed by some as an invasion of
privacy, and that it often involves legitimate confidentiality
considerations, statisticians should
* collect only the data needed for the purpose of their inquiry
* inform each potential respondent about the general nature and
sponsorship of the inquiry and the intended use of the data
* establish their intentions, where pertinent, to protect the
confidentiality of information collected from respondents, strive to
ensure that these intentions realistically reflect their ability to do so,
and clearly state pledges of confidentiality and their limitations to the
respondents
* ensure that the means are adequate to protect confidentiality to the
extent pledged or intended, that processing and use of data conform with
the pledges made, that appropriate care is taken with directly identifying
information (using such steps as destroying this type of information or
removing it from the file when it is no longer needed for the inquiry),
that appropriate techniques are applied to control statistical disclosure
* ensure that, whenever data are transferred to other persons or
organizations, this transfer conforms with the established confidentiality
pledges, and require written assurance from the recipients of the data
that the measures employed to protect confidentiality will be at least
equal to those originally pledged
Recognizing that statistical work must be visible and open to assessment
with respect to quality and appropriateness in order to advance knowledge,
and that such assessment may involve an explanation of the assumptions,
methodology, and data processing used, statisticians should
* delineate the boundaries of the inquiry as well as the boundaries of
the statistical inferences which can be derived from it
* emphasize that statistical analysis may be an essential component of an
inquiry and should be acknowledged in the same manner as other essential
components
* be prepared to document data sources used in an inquiry; known
inaccuracies in the data; and steps taken to correct or refine the data,
statistical procedures applied to the data, and the assumptions required
for their application
* make the data available for analysis by other responsible parties with
appropriate safeguards for privacy concerns
* recognize that the selection of a statistical procedure may to some
extent be a matter of judgment and that other statisticians may select
alternative procedures
* direct any criticism of a statistical inquiry to the inquiry itself and
not to the individuals conducting it
Recognizing that a client or employer may be unfamiliar with statistical
practice and be dependent upon the statistician for expert advice,
statisticians should
* make clear their qualifications to undertake that statistical inquiry
at hand
* inform a client or employer of all factors that may affect or conflict
with their impartiality
* accept no contingency fee arrangements
* fulfill all commitments in any inquiry undertaken
* apply statistical procedures without concern for a favorable outcome
* state clearly, accurately, and completely to a client the
characteristics of alternate statistical procedures along with the
recommended methodology and the usefulness and implications of all
possible approaches
* disclose no private information about or belonging to any present or
former client without the clients approval
Comments?
ASA members are invited to submit their comments or ethical scenarios for
the consideration by the ASA Committee on Professional Ethics.